Sentence examples for fund broker from inspiring English sources

The study cited one mutual fund broker, Joseph R. Karsner IV, of Karsner & Associates, who was granted 18 expungements for 18 separate arbitration awards and customer complaints in 2006.

On Tuesday, Robert W. Moffat Jr., a former senior vice president at I.B.M. who has been charged with leaking inside information to a hedge fund broker in the Galleon case, said in a legal filing that he would forgo his right to a grand jury hearing, a signal that he might enter a guilty plea.

Living sharks are among the most beautiful creatures in the world, but the idea that the American hedge fund broker Steve Cohen would pay an alleged $12m£7.7m7m) for a third of a tonne of shark, far gone in decay, is so risible that it beggars the imagination.

Living sharks are among the most beautiful creatures in the world, but the idea that the American hedge fund broker Steve Cohen, out of a hypnotised form of culture-snobbery, would pay an alleged $12m for a third of a tonne of shark, far gone in decay, is so risible that it beggars the imagination.

From the front-line teller, to the retail manager, to the investment banker, to the fund broker; all were taught to lie and deny better than a 70's used car salesman.

That Class B shares can be a better value may also surprise anyone who has paid attention to regulatory actions against fund brokers in recent years.

Jason Hollands, an investment adviser at fund brokers Bestinvest, points to investment trusts as an alternative option: broadly diversified collective investments, like funds, but quoted on the stock exchange, and traded in exactly the same way.

The proposal, which will be available for a 90-day public comment period, would cap the amount that investors could pay to compensate fund brokers and sales forces over the lifetime of their investments.

Generally it is a good sign if a hedge fund holds its assets with a third-party broker such as Bear Stearns or ING Barings--two of the bigger hedge fund brokers.

He put off proposing concrete solutions, such as equipping tourists with steel umbrellas to repel falling hedge fund brokers, but maybe he's squirreling that one away for his fact- finding commission.

Owner: Wells Real Estate Funds Broker: Martin Lomazow and Ray Ruiz, CB Richard Ellis ROSALIE R. RADOMSKY.