Sentence examples for for violating the securities from inspiring English sources

Exact(2)

Mr. Braunstein may also face a charge for violating the securities laws for his statement.

But that is not always the case, as an initial decision last week in an administrative proceeding rejected charges against Equity Trust, a custodian of individual retirement accounts, for violating the securities laws.

Similar(54)

The Coast Guard issued Riley a citation for having an unsafe vessel, and for violating the security zone around the Queen Mary 2.

That admission will be of very limited utility to private parties suing the bank for violating the federal securities laws over its disclosures about the trades.

WASHINGTON - The chairwoman of the Securities and Exchange Commission defended the agency's record of settling fraud cases with Wall Street companies, saying on Wednesday that she believes the agency's practices "clearly have deterrent value," even though firms are often charged repeatedly for violating the same securities laws.

Last week, the government released documents by another judge on the Foreign Intelligence Surveillance Court related to a 2009 reprimand of the security agency for violating the rules and for misleading the court about how it was using the database.

But the police impounded the sub, and the Coast Guard issued Mr. Riley a citation for violating the ship's 100-yard security zone.

If, as is likely if Flynn doesn't perjure himself, Trump knew what was going on, then Trump must be impeached for violating the law and putting American security in danger.

Egyptian security forces arrested dozens of activists last year for violating the 2013 protest ban.

"There are consequences for violating the law".

"There is no place in our firm for individuals who violate the securities laws," he said.

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