Sentence examples for firm related from inspiring English sources

The action could be the first in a series of regulatory actions against the firm related to its mutual fund sales practices.

Because of the five-year deadline to file securities fraud charges, prosecutors have until mid-July to bring a case against the firm related to those trades.

Federal securities regulators have advised SAC that they may file a civil fraud action against the firm related to the Martoma trades.

Earlier this year, SAC agreed to pay a $616 million penalty to resolve two civil insider trading actions brought against the firm related to questionable trading in pharmaceutical and technology stocks.

The S.E.C.'s decision was a bit more surprising because the enforcement division told Goldman in February that it planned to recommend civil charges against the firm related to its sale of a $1.3 billion mortgage-backed security.

But a company official speaking on the condition of anonymity said that the 2,500 e-mails given to the law firm related only to Mr. Goodman and represented only a small portion of the company's e-mail traffic.

In a statement JP Morgan said the settlement resolves the biggest case against the firm relating to mortgage-backed securities.

Moreover, the study tries to identify particular innovative postures in firms related to the KMS that is developed and the existence of differences in relation to the financial performance achieved by these.

The American International Group agreed to sell its consumer finance operations in Mexico to firms related to Afirme Grupo Financiero and Consorcio Villacero.

The agency has been investigating broadly the actions of Wall Street firms related to mortgage securities in the run-up to the financial crisis that struck two years ago.

The action against Morgan Keegan is just one of a spate of enforcement actions taken against firms related to their mispricing of mortgage securities in their mutual funds during the financial crisis.