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His broker-dealer never had customer accounts because it held itself out as a wholesale market-making firm, executing order flow for other broker-dealers and otherwise trading for its own accounts.
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In the decade or so since BP acknowledged the need to slow climate change and signalled its commitment to investing in cleaner sources of energy with the slogan "Beyond Petroleum", many environmental activists and NGOs have laid down their placards and helped the firm execute its green strategies.
On July 17 , 1995 for example, A.R. Baron settled a case with the NASD, agreeing to pay the regulator $1.5 million in fines and restitution; Baron's principal, Bressman, paid $35,000 to settle charges that he and the firm executed trades for customers at unfair and unreasonable prices.
HFT firms execute orders with stunning speed, often as fast as four milliseconds.
Because HFT firms execute deals in tiny fractions of seconds they are able to "front run" human traders who are buying stocks and make a small "skim" on the deal by pushing prices up or down.
Google, which according to comScore Networks, a research firm, executes 35percentt of all Internet searches, last year introduced a test version of a localized search engine (http://labs.google.com/location).com/location
The San Francisco firm executes the entire transaction process online, thereby streamlining the marketing and distribution process.
The involvement of Mal's tiny law firm in executing one of Barry's real-estate transactions brought Mal a 10-year federal sentence for RICO violations he never knowingly committed.
She was the first girl elected president of Parkview High School, and after graduating from Southern Methodist University she started a consulting firm, soon executing that perfect wedding she had planned for herself.
In H2, the dependent variable is the same as that for H1, and the independent variable is annual RICV generated by the firm for executing an IP licensing agreement with the TTO.
In 2006, KKR raised a new $17.6 billion fund the KKR 2006 Fund, with which the firm began executing a series of some of the largest buyouts in history.
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