Sentence examples for filing a registration from inspiring English sources

Allow prospective underwriters to make offers of well-known seasoned issuer securities in advance of filing a registration statement.

The issue is that, by filing a registration statement, KKR has commenced a public offering and is therefore currently engaged in a general solicitation of investors.

It said the notes sold to the institutions would be sold under Rule 144A of the S.E.C., which allows such sales without filing a registration statement with the commission.

SPORTSSATURDAY, PAGE D1 Tentative Step for Google Google, the Web search company, is expected to take a tentative first step next week toward a public stock offering but stop short of filing a registration to sell shares.

Accordingly, filing a registration statement during the 2017 Blackout Window would require a company to reissue its 2015 financial statements when it would not otherwise be required to (absent relief from the staff of the SEC).

Since 2005, "well-known seasoned issuers" (or "WKSIs") have been permitted to engage in oral or written communications in accordance with Securities Act Rule 163 in advance of filing a registration statement without violating "gun jumping" rules.

If the Commission becomes aware that a registrant has filed a registration statement with respect to such a swap agreement, the Commission shall promptly so notify the registrant.

If the Commission becomes aware that a registrant has filed a registration application with respect to such a swap agreement, the Commission shall promptly so notify the registrant.

(6) The term registrant means any person who has filed a registration statement with the Registration Unit, pursuant to section 2(a) of the Act and § 5.3.

Kohlberg Kravis has filed a registration to sell a third of its Gillette shares.

PayPal Inc., a small company in Palo Alto, Calif., filed a registration statement in late September for a possible offering.