Sentence examples for expand compliance from inspiring English sources

"There is simply too much at stake financially not to expand compliance and oversight.

For startups that want to expand, compliance is mandatory and the financial system has low tolerance for risk.

Regulatory pressure concerning the security and privacy of client data is on the rise, and it requires advisers to acquire a new mindset in order to meet the expanding compliance burden.

Other initiatives include expanding compliance to scope from VAT to payroll taxes and taking steps to reduce tax evasion and fraud to maximize their revenues.

The chief of enforcement at Finra, J. Bradley Bennett, said in a statement on Tuesday that, "as LPL grew, it did not expand its compliance and technology infrastructure".

End users that rely on investment banks to develop and execute their derivatives — rather than in-house teams — may still have to expand their compliance teams despite working through a financial intermediary.

It has vastly expanded its compliance operations and announced restrictions on customers.

The hiring is part of the company's effort to expand its legal, compliance and government affairs teams.

The S.E.C. will also consider requiring mutual funds and financial advisers to designate a chief compliance officer, expand internal audits and review their internal controls annually, the agency said.

While enterprises have been forced to expand their security and compliance departments, the cost of doing so has become very high.

The software basically gives IT admins tools to prevent and mitigate data breaches, ensure compliance, and expand threat visibility on employee mobile phones.