Sentence examples for executive compliance from inspiring English sources

The agency, which oversees national banks, flagged the executive compliance rule as a deal-breaker.

"A system in which the citizenry at large could sue to compel executive compliance with the law would be a system in which the courts, rather than of the President, are given the primary responsibility to 'take care that the laws be faithfully executed,' " Justice Scalia said.

One utility executive said compliance would not be unduly burdensome.

It was also where she got to know Mr. Levy, who worked for Citigroup as a senior executive for compliance.

The prosecution agreement has a remarkable provision: going forward, all bonuses will be based on "the extent to which the senior executive meets compliance standards and values".

But restaurant executives said compliance was bound to be difficult.

As part of the process, a team of examiners conducted personal background checks, audited brokerage records and trading reports and interviewed hedge fund executives and compliance officials.

If the rule goes into effect, the chief executive and chief compliance officer of a brokerage house would have to certify each year that the firm had adequate compliance and supervisory policies in place.

Fresenius hired John Markus, a former regulations compliance executive at Oxford Health Plans, to head the new integrity program.

"We think we are making progress," said Brent Saunders, a senior executive who oversees compliance and business practices for Schering-Plough.

The first requirement is similar to the demand in Trump's executive order requiring compliance with 8 U.S.C.