Sentence examples for execute the trades from inspiring English sources

When she started her own securities firm in 1967, she and her co-workers took orders by telephone and then called a clearinghouse to execute the trades.

In some cases, like the one filed July 24 against a Canadian couple, Shane Suman and Monie Rahman, regulators have accused the couple of working together to execute the trades.

Seated in the dining room of the Cornell Club, Mr. Smith told Mr. Pernell that, of the five or six trades to which he had pleaded guilty, in three or four of the cases, "he did not execute the trades based off insider information," Mr. Pernell, the president of Polaris Investment Partners and investor in Galleon, testified.

The Securities and Exchange Commission proposed a rule today that would force the people who actually execute the trades, ranging from Nasdaq market makers to specialists on the New York Stock Exchange floor, to compile and disclose statistics on how they handle each stock in which they make a market.

Their role is to execute the trades that come onto the floor, but in reality their jobs are mainly about smart inventory management.

While forex firms were traditionally advisors to their clients, they will now be in a position to also execute the trades.

Regulators are trying to determine Mr. Miller's motives and how he was able to execute the trade at all.

One recording that featured Dean Atkins — a former employee of ABN Amro, which helped execute the trade — could prove helpful to the S.E.C.

The internalizers will execute the trade only if their market intelligence tells them that the market is about to move in their favor, allowing them to quickly flip the trade.

The algorithm was programmed to execute the trade "without regard to price or time," the report said, which meant that it continued to sell even as prices dropped sharply.

The Financial Industry Regulatory Authority, or Finra, put out a regulatory notice last week cautioning brokers that if a customer really wants to place a sell order, the broker must execute the trade.