Sentence examples for exchange act from inspiring English sources

In promulgating Rule 10C-1 the SEC was acting in accordance with Exchange Act Section 10C f).

The Exchange Act requires broker-dealers to 'make..

The term "control" is left undefined in the Exchange Act.

See Exchange Act Rule 13d-1(c)(1).

The Exchange Act, on the other hand, is ubiquitous.

Petitioners allege various state law causes of action as well as claims under the Securities Exchange Act of 1934 (Exchange Act), 48 Stat.

Reform shareholder proposal "resubmission thresholds" under Rule 14a-8 of the Securities Exchange Act of 1934 (the "Exchange Act") to facilitate more meaningful shareholder engagement with management.

For our purposes, the relevant statutes are the Securities Act of 1933, and the Securities Exchange Act of 1934 ("Exchange Act").

Upon becoming an Exchange Act registrant, an issuer's Regulation A reporting obligations will automatically be suspended.

527, as amended, known as the Mutual Educational and Cultural Exchange Act of 1961.

[vi] Section 20(a) of the Exchange Act, 15 US C. § 78t.