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They call it hedging, they call it market making, but it's really something else... Volcker would give regulators examination and enforcement tools to enforce that culture change".
In the 17 months since President Obama made her the chairwoman of the S.E.C., Mary Schapiro has begun to rebuild the agency, focusing on its investor protection mission, replacing top personnel, ramping up examination and enforcement and identifying ways in which the agency has not kept pace — technologically and organizationally — with today's fast-moving markets.
Today, any American can easily submit a claim to SEIA for examination and enforcement.
In an attempt to justify this expanded authority, Ketchum argued that FINRA has a "strong track record in our examination and enforcement oversight".
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The officials declined to identify any of the brokerage firms or funds, saying that they remained the subject of examinations and possible enforcement actions.
The set of measures included (1) digital resources to review normal structures and an entrance examination for enforcement, (2) digital course slides highlighting normal and abnormal tissues, and (3) self-diagnostic quizzes.
Authorities are investigating Nationstar based on the 2014 examination, and it could face an enforcement action this year.
The bill would establish the victim's right to have an advocate present during the medical examination and all interviews with law enforcement, prosecutors, and defense attorneys.
"Until further notice, examination resources should not be expended on this issue," Steven T. Miller, deputy commissioner for services and enforcement, wrote in a memo posted on the I.R.S. Web site.
And enforcement remains an issue.
But implementation and enforcement are patchy.
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Justyna Jupowicz-Kozak
CEO of Professional Science Editing for Scientists @ prosciediting.com