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Mr. Grandeau filed a formal complaint with Mr. Spitzer's office and asked its ethics officer to investigate a possible conflict by Mr. Henly.
I contacted the chief ethics officer in the general counsel's office of the S.E.C. and they told me I did not have to recuse myself".
Audit compliance has improved, an office of investigation has been established, and an ethics officer appointed.
The ethics officer approved his participation, he said.
They told him to contact Wyeth's ethics officer, Eileen Lach.
Mr. Ashen was also the Big Board's chief ethics officer.
Increasingly, the answer is: Call the ethics officer.
He had since been serving as chairman and chief ethics officer.
"That is completely unethical, and I can't imagine an ethics officer approving that.
Putnam named a new compliance and code of ethics officer in January.
The commission's ethics officer, Sharon Gervasoni, saw nothing funny in Roger Clinton's lobbying either.
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Justyna Jupowicz-Kozak
CEO of Professional Science Editing for Scientists @ prosciediting.com