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Financial institutions know when they are engaged in proprietary trading, but they can hide it well.
PENALTIES The proposed regulations lack clear, stiff penalties, beyond threats that banks found to be engaged in proprietary trading will be forced to stop.
As a result, some people have suggested that we are primarily engaged in proprietary trading.
Hatch said he was unclear about what Lew did as chief operating officer at two Citigroup units, one of which engaged in proprietary trading.
JPMorgan's Chief Investment Office, which represents approximately half the firm-wide risk, does not deal with customers, and pays some of the highest compensation in the bank, is engaged in proprietary trading on a large scale by any reasonable definition.
Referring to the megabanks who engaged in proprietary trading for their own account, Obama boldly proclaimed, "If these folks want a fight, it's a fight I'm ready to have".
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It prohibits banks from engaging in proprietary trading.
trying to hedge, or engage in proprietary trading?
from engaging in proprietary trading—making these big bets on one side or the other.
from engaging in proprietary trading — making these big bets on one side or the other.
Of course banks can take plenty of risks without engaging in proprietary trading.
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CEO of Professional Science Editing for Scientists @ prosciediting.com