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(2) You effect a transaction in government securities.
(3) You effect a transaction in municipal securities and are not registered as a municipal securities dealer with the SEC.
If you continue to decline to negotiate with us, we will have no choice but to continue our effort to effect a transaction unilaterally.
But Mr. Humer emphasized Roche's willingness to proceed with a hostile takeover, if necessary, saying, "If you continue to decline to negotiate with us, we will have no choice but to continue our effort to effect a transaction unilaterally".
The machine induces an electrical circuit in the NFC device, which allows a short exchange of data to effect a transaction, such as deducting a fare from the stored value.As NFC devices can cost only a few cents they could be inserted into every mobile phone.
During the relevant period, Bobo supervised an individual who is referenced in the AWC as "Broker X," who from February 2009 to September 2009, effected a series of transactions in Direxion leveraged and inverse leveraged Exchange Traded Funds ("ETFs") in the accounts of 14 customers.
(1) You effect a securities transaction for a customer.
(4) You effect a securities transaction as fiduciary.
§ 151.70 What type of notice must I provide when I effect a securities transaction for a customer?
The answer is that the number of purchaser interactions is reduced because the purchaser has previously visited the seller's web site and has previously entered into the database of the seller all of the required billing and shipping information that is needed to effect a sales transaction.
(2) Any person effecting a syndicate covering transaction or imposing a penalty bid shall provide prior notice to the self-regulatory organization with direct authority over the principal market in the United States for the security for which the syndicate covering transaction is effected or the penalty bid is imposed.
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Justyna Jupowicz-Kozak
CEO of Professional Science Editing for Scientists @ prosciediting.com