Sentence examples for disclosure violations from inspiring English sources

No disclosure violations are cited.

Disclosure violations are not limited to disclosures to clients.

Disclosure violations can result in fines being levied on campaigns, but they aren't exactly rare, either.

Mark Mahaney, the former Citigroup analyst who was fired by the bank over disclosure violations, has found a new home.

"There's been no evidence so far that anything happened at Tyco except perhaps disclosure violations," Mr. Miller said.

Securities fraud litigation — suits against companies for disclosure violations of the federal securities laws — has been a big business over the years.

If the misstatement was material, it could be a disclosure violation, just as in the first example.

This disclosure violation threatens irreparable harm because stockholders may vote "yes" on a transaction they otherwise would have voted "no" on if they had access to full or nonmisleading disclosures regarding the CICs.

A director who receives an inquiry may or may not have all of the relevant information, and his or her response could involve the corporation, as well as the director, in a disclosure violation.

The Nissan inquiry shows that in addition to concern about possible private litigation risk, issuers with such programs also need to keep in mind the potential for SEC action in the event of an alleged disclosure violation.

To establish liability, the Commission need not show intentional, knowing, or reckless deception, and it need not show that any investor was harmed or that the respondent benefitted from the alleged disclosure violation.