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Again, the derivative transaction exclusion will have to meet certain legal thresholds.
Also, regulators haven't been sufficiently clear about whether a failing bank's counterparties — the institutions on the other side of every derivative transaction — would be forced to take losses.
At the time of the share-price surge last year, a further 23% were believed to be tied up in a derivative transaction called an "equity swap".
In the regulatory filing, Sears listed other moves its might take, including increasing or reducing its 13.6percentt stake in Restoration, pursuing a derivative transaction or seeking a seat on the board.
If you are a creditor, does lending to JPMorgan Chase or Goldman Sachs – in a derivative transaction with an operating subsidiary — look more or less risky with the F.D.I.C. arrangement in place?
Yes, every synthetic derivative transaction by definition must have a buyer and a seller.
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2. The equity derivative transactions do not appear to be at arms length.
To this end, we support mandatory reporting requirements on all derivative transactions to regulators.
One basic question: The related party entity has lost $500 million in its equity derivative transactions with Enron.
Notices went up on industry Web sites alerting clients that derivative transactions would be processed in London.
The central bank had won plaudits for limiting the banks' reliance on risky, off-the-balance-sheet derivative transactions.
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