Sentence examples for compliance supervisor. from inspiring English sources

Julie Vasady-Kovacs, a former compliance supervisor at Deutsche Bank Securities, said in a 2010 lawsuit that a co-worker was promoted to managing director "despite having such a poor record on sexual harassment that DB will not permit him to have a female administrative assistant". In court papers, Deutsche Bank denied the allegation.

At a meeting Wednesday afternoon, Marshall Krotenberg, the safety compliance supervisor for the Arizona Division of Occupational Safety and Health, outlined myriad violations to commissioners.

MF Global owes more than $25,000 to Joseph J. Mazza's company, Compliance Supervisors Inc., which conducted inspections of MF Global's branch offices.

But Mr. Giddens is contemplating clawing back a similar amount that Compliance Supervisors received from MF Global in the 90 days before the bankruptcy.

To combat Mr. Giddens's inquiry — Mr. Mazza said that Compliance Supervisors has invoices showing that it worked with MF Global for 10 years — his company must hire a lawyer.

If you answered "yes", state whether you have reported this violation to your supervisor, compliance office, whistleblower hotline, ombudsman, or any other available mechanism at the entity for reporting violations.

Asked by Ms. Higgins how to ensure compliance by engineers without supervisors riding with them, Tom McDonald, a Connex official, conceded, "I don't know".

Frankly, it's not just an issue for registered persons in production but also for their supervisors and compliance departments.

The main limitation to the implementation of an online logbook is the compliance of users and supervisors to exploit the potential for quality improvement this tool can offer: motivation is key to support and improve accuracy and completeness of the data entered.

We need an urgent overhaul, binding on all political parties, of the rules on party political funding.' In an attempt to re-exert his authority, Cameron has ordered Hugh Thomas, the party's new 'head of compliance' and a former ethics supervisor at Deutsche Bank, to hotfoot it to Brussels to scrutinise the expenses claims of all Tory MEPs.

HSBC private bankers, for example, can now open a new account only after a supervisor and a compliance officer have independently verified that the bank knows the end beneficiary of the accounts and can identify the source of the wealth.