Sentence examples for compliance professionals from inspiring English sources

Compliance professionals had a great future.

Lawyers, compliance professionals, and back office enhancements represent additional costs.

Compliance professionals on Wall Street number about 150,000, according to the National Association of Securities Dealers.

The Libryo Platform enables compliance professionals to understand their organisation's legal obligations in any situation.

In a corporate context I'm sure there'll be compliance professionals shuddering in their chairs at the thought of the data protection issues.

Mr. McDaniel also said that Moody's had changed its practices to strengthen its standards, including hiring more surveillance analysts and compliance professionals.

These include the American Bankers Association's certified regulatory compliance manager designation and the certified regulatory and compliance professional designation, from the Financial Industry Regulatory Authority Institute at the Wharton School at the University of Pennsylvania.

Mr. Trager said one way to ensure that companies could not fire compliance employees for pointing out violations was to require the S.E.C. to interview every compliance professional who is fired.

CERTIFIED REGULATORY AND COMPLIANCE PROFESSIONAL, from Financial Industry Regulatory Authority Institute at Wharton Requirements: Some experience (candidates come from securities firms, regulators and the legal profession) and 20 days of classroom education over one to three years.

Increasingly, businesses are using technology as part of employee training programs, especially for their induction processes, compliance, professional development and behavioural change modules.

I once heard a compliance professional say at a symposium that when the reaction to a corrupt proposal is "No – not because compliance says I can't do it, but because I don't do it," we then have compliance beyond the letter of the law.