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Additionally, documents of constitution, minutes of committees, appointments of professional and support staff, evidence of compliance processes, and procedures in the field are reviewed.
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In addition, the International Air Transport Association, the airlines' trade group, requires that members comply with its operational safety audit, a system that measures compliance with hundreds of processes and procedures that enhance safety.
"As the national governing body for swimming, the ASA and British Swimming mirror the international processes and procedures to ensure compliance with the IPC," a spokeswoman for the ASA says.
For example, ISO 9000-certified firms should establish systems, processes, and procedures to continuously reduce mistakes and eliminate process problems, decreasing waste, quality costs and compliance expenses.
According to the FAA certification guide, the FAA's responsibilities are to "enable applicants to maximize delegation within projects, processes and procedures" and apply "risk based oversight processes". The guide also calls on proof of compliance based on oversight by the applicant, in keeping with their in-house capabilities.
Processes and procedures are standardized.
What processes and procedures were in place to manage risk?
What processes and procedures led to the current system?
Management structure, processes and procedures in place?
I believe a more appropriate and forward looking attitude is to reduce risk by better processes and procedures that keep the company out of litigation, that result in patents that have value to the company, and by a compliance program that fosters a culture of compliance and responsibility as opposed to an audit mentality.
Compliance policies and procedures should be effectively incorporated into a company's financial systems and approval processes.
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