Sentence examples for compliance outline from inspiring English sources

The firm's "Compliance Outline," an in-house code of conduct, specifically instructs the staff: "You should not piggyback; that is, enter transactions after a client's trade to take advantage of a perceived expertise or knowledge on the part of a client".

*The Policy Compliance Procedure outlined that requirements be built into tender or contract processes.

Regulators typically send so-called "exam deficiency" letters after examinations of both brokerages and investment advisers to outline compliance problems that a firm needs to correct.

The survey was carried out in compliance with principles outlined in the Helsinki Declaration and subsequent amendments [ 90].

As a well-implemented SOP program provides an outline of compliance with GMPs as well as other practices, careful planning is needed to design a documentation and tracking scheme into SOPs.

Civil rights groups also expressed alarm in August after the Department of Justice sent out a letter to 44 states asking officials to outline their compliance with federal requirements for maintaining their voter rolls.

A recent report issued by the UN team responsible for monitoring compliance with resolution 1267 outlined a broad array of problems.

Her letter, addressed to Lori A. Richards, the S.E.C.'s director of compliance, inspections and examinations, outlined her office's extensive and troubling experiences with the company and urged the commission to scrutinize Metropolitan's operations.

The study was designed and conducted in compliance with the regulations outlined in "Good Clinical Practice" methodology.

The study has been designed and will be conducted in compliance with the regulations outlined in "Good Clinical Practice" methodology.

All experiments with animals were performed in compliance with the standards outlined in the guidelines of the University Animal Care and Use Committee of the Tokyo University of Agriculture and Technology.