Sentence examples for compliance official from inspiring English sources

DealBook » Ex-Barclays Compliance Official Finds a New Job  |  Stephen Morse, a Barclays compliance official who was warned in 2008 about potential rigging of Libor, is now the head of compliance for TD Bank, The Wall Street Journal reports.

"It would seem that this could set the program back light-years," the compliance official said of Miami.

Each of the studios has chosen a compliance official who will be responsible for creating a way to keep tabs on that studio's marketing practices.

One Microsoft senior executive moved an extra chair into his office so a compliance official could sit alongside him during product reviews.

"Our internal investigation has shown that while we have strict policies and procedures, these were not properly followed," Uber's Dallas general manager, Leandre Johns, wrote in a letter to a Dallas city compliance official.

One veteran compliance official, who requested anonymity because he was not permitted to speak publicly about Miami's case, said that if the N.C.A.A. upheld the findings in the Yahoo report, it would be the most significant case he had seen.

Officials from operations, regulatory reporting and collateral are usually involved and sometimes compliance officials, as well.

This database is indispensable for journalists, police officers, lawyers, researchers and bank compliance officials.

The meeting adjourned, but none of the compliance officials found Kerviel's explanations persuasive.

And compliance officials now participate in all meetings between bankers and research analysts where deals are being discussed.

Compliance officials questioned Kerviel about the eight forward transactions, whose size, according to the book "Le Joueur," caused suspicion.