Sentence examples for compliance efforts from inspiring English sources

Mr. O'Connor fired executives and installed a former F.B.I. official to oversee Gtech's compliance efforts.

That misstep brought additional scrutiny of the bank's risk controls and compliance efforts.

Robert Paul, once the general counsel for the commodities regulator, recently joined Tradeweb to head up its SEF compliance efforts.

Under the charter, the commission is required to audit every city agency's compliance efforts every four years.

Facing laws and rules addressing everything from advertisements to board composition, most fund companies initially centered their compliance efforts in the legal department.

Those who study college sports said that although portions of the policy made them uncomfortable, it could provide a blueprint for future compliance efforts at other universities.

"In my experience, they are meticulously ethical, and nobody has a more rigorous compliance effort".

We are committed to continuing to maintain a first-rate compliance effort woven into the fabric of the firm.

Separately, it has agreed to document its program publicly, license certain protocols and establish an education and compliance effort within the company.

We are committed to continuing to maintain a first-rate compliance effort woven into the fabric of the firm .The settlement covers two cases of alleged insider trading.

On Thursday, SAC announced several measures to beef up its legal and compliance effort, including clawing back pay for employees who break the law.