Sentence examples for compliance effort from inspiring English sources

"In my experience, they are meticulously ethical, and nobody has a more rigorous compliance effort".

We are committed to continuing to maintain a first-rate compliance effort woven into the fabric of the firm.

Separately, it has agreed to document its program publicly, license certain protocols and establish an education and compliance effort within the company.

On Thursday, SAC announced several measures to beef up its legal and compliance effort, including clawing back pay for employees who break the law.

We are committed to continuing to maintain a first-rate compliance effort woven into the fabric of the firm .The settlement covers two cases of alleged insider trading.

We are committed to continuing to maintain a first-rate compliance effort woven into the fabric of the firm .The investigation does not answer the broader question of what makes SAC so adept at investing.

Mr. O'Connor fired executives and installed a former F.B.I. official to oversee Gtech's compliance efforts.

That misstep brought additional scrutiny of the bank's risk controls and compliance efforts.

Robert Paul, once the general counsel for the commodities regulator, recently joined Tradeweb to head up its SEF compliance efforts.

Under the charter, the commission is required to audit every city agency's compliance efforts every four years.

Facing laws and rules addressing everything from advertisements to board composition, most fund companies initially centered their compliance efforts in the legal department.