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His father was until May the compliance director at EarlyBirdCapital, a brokerage firm in Manhattan.
COLLEGES ALABAMA--Promoted Robbinsobbins from compliance director to senior women's administrator.
"We expect that number to go up," says David Alito, the I.R.S. compliance director.
Thomas Frazier, the compliance director, is a former Baltimore police chief.
Under the agreement, the city will have a say in choosing a compliance director.
Peter Madoff and his daughter Shana, both lawyers, were chief compliance officer and compliance director, respectively.
Similar(20)
The Dodd-Frank bill gives agency administrators until late January to appoint compliance directors who will develop standards for their agencies.
In a newly created position, a top-level compliance official will be responsible for ensuring that the company abides by the law and will oversee five regional compliance directors based in international markets.
He was off work for three weeks, returning in August 2007 to find a letter from the bank's compliance managing director, which was unrelenting in its tone and words of warning.
David Elder, compliance branch director for the F.D.A.'s New England District, warned at the meeting that there was the "potential for serious public health consequences if N.E.C.C.'s compounding practices, in particular those relating to sterile products, are not improved".
COLLEGE BIG EAST CONFERENCE--Named Amy Haworth assistant commissioner for compliance and Jonathan Gust director of communications.
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