Sentence examples for clearing firm from inspiring English sources

"Always make a check out to the clearing firm; that one does the actual trades," he said.

The money, he explained, was obtained from Evergreen customers, with First Equity acting as a clearing firm.

In the arbitration, for example, investors' lawyers argued that Goldman, as the clearing firm, failed to identify and investigate Bayou's fraudulent activities.

Those most likely to be affected, he says, are small hedge funds that did not have more than one clearing firm for their trades.

That makes it easier for the clearing firm to find buyers for the contracts caught on its books when a member goes bust.

A systemically important clearing firm could, in the case of another financial crisis, be allowed to access the Federal Reserve's emergency lending ability, a situation that opponents of the bill characterized as leaving the door open for another bailout.

The firm, based in Chicago, is one of the oldest futures clearing firms in the country.

It is high time that clearing firms that aid in securities fraud are held accountable.

Since that battle, clearing firms have been both winning some cases relating to clearing matters and losing some.

The clearing firms had escaped such responsibility for years, because they were viewed as back-office administrators, with no control over the activities of their brokerage-firm customers.

Such clearing firms are a critical part of the Wall Street safety net, and Adler Coleman was the first such firm to fail in more than a quarter-century.