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Similarly, a former Citigroup middle manager was cleared of securities fraud charges under the same standard for his role in selling a collateralized debt obligation tied to subprime mortgages that lost much of its value within months of its issuance.
Bristol-Myers Squibb, the drug maker, has been cleared of securities law violations in connection with its botched Plavix patent settlement last year, the company said yesterday in a regulatory filing.
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C1 His former boss at Citigroup, Sanford I. Weill, was cleared of any violation of securities laws.
Cheryl Carter, Charlie Brooks and News International former head of security Mark Hanna cleared of conspiracy to pervert the course of justice.
All stock exchanges perform similar functions with respect to the listing, trading, and clearing of securities.
Diplomatic analysts expect the Democrats to steer clear of security issues for the time being because they could prove too divisive for a party dependent on a broad ideological spectrum.
Legal experts said there were no clear violations of securities laws in the Lay-Enron dealings.
In this instance, Mr. Grimes did not personally place the calls, which would have been a clear violation of securities laws.
If TCS is to prevail under U.S. law, it will have to convince a federal judge there is clear evidence of securities fraud.
Rifkind – who, at 68, is not a child of the digital age – cleared the security services of any wrongdoing within four weeks of the Snowden disclosures.
Making matters worse, investigators had no solid records, like a list of visitors cleared by security.
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