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(a) The OCC may require filing fees to accompany certain filings made under this part before it will accept the filing.
§ 501.725 Confidential treatment of information in certain filings.
The comments by the reviewers at the commission can range from the mundane and cosmetic -- the type size and headings on certain filings -- to the significant, like a lapse in accounting principles or obfuscation of important points.
Mr. Mobargha, representing John Doe, told the judge that the timing of certain filings that would appear on the docket sheet would imperil his client by revealing his cooperation with the authorities and his real name, and would violate an order from the court of appeals affirming secrecy in the case.
It raised the cap on small fundings from $5 million to $50 million in a 12-month period, from both accredited and unaccredited investors if the company complies with certain filings and audits.
It raised the cap on small fundings from $5 million to $50 million in a 12-month period, from both accredited and unaccredited investors if the company complies with certain filings and audits.
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In 2011, Zurek suspended his ministry, and RNS reports that Priests for Life had been badly mismanaged, running a $1.4 million deficit and failing to make certain tax filings.
Here you just need to know that the Hart-Scott-Rodino Act requires that certain antitrust filings be made fifteen or thirty days before the closing of an acquisition.
Since the SEC reviews only certain periodic filings and issues a comment letter only when it finds issues with a company's accounting and disclosure choices, absent a comment letter, researchers are unable to distinguish between periodic filings that are reviewed but do not receive comments and periodic filings that are not reviewed.
To make this possible certain timely filings must have occurred.
Sometimes companies reveal certain numbers in such filings to ensure they are in compliance with regulatory disclosure requirements.
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CEO of Professional Science Editing for Scientists @ prosciediting.com