Burgess, InT and Cape4 are members of the brokers' group.
Agent: Dianne Click, Bozeman Broker Group, 406-556-4555, www.comnneclick.com.com
It's the brokers,' " said George Hanzimanolis, president of the mortgage brokers group.
The brokerage firm Morgan Stanley & Company was censured and fined $495,000 today by a self-regulatory brokers' group for manipulating the prices of nine stocks that go into the Nasdaq 100 Index.
NASD, a self-policing brokers' group, has been trying to sell the Nasdaq stock market, the nation's second-largest stock market, and the Amex so it can concentrate on regulation.
"In some cases, I might say I don't have a lender that supplies a certain subprime program," said Mr. Tricozzi of the state mortgage brokers group, "even though, in reality, I do".
At an industry conference last week, the Illinois Association of Mortgage Professionals, a brokers' group, proposed a federal program that would allow streamlined refinancings up to 175percentt of the median price in a local market.
E*Trade Securities, one of the largest online brokerage firms, has been fined $90,000 by a self-policing brokers' group after being accused of violating advertising rules by making misleading claims.
[C9.] Morgan Stanley Receives Fine The brokerage firm Morgan Stanley was censured and fined $495,000 by a self-regulatory brokers' group for manipulating the prices of nine stocks in the Nasdaq 100 Index.
Created Interactive Brokers Group 1993.
That could favor companies that cater to workers in lower- to middle-income brackets as opposed to chasing after high-end consumers, said Brad McMillan, chief investment officer for Commonwealth Financial Network in Boston, the nation's largest privately held independent broker group.
