Sentence examples for broker operation from inspiring English sources

"He bought the retail broker operation, and in a normal environment that's a gold mine.

He swapped Legg Mason's so-so broker operation for the so-so Smith Barney funds and the rest of Citigroup Asset Management.

He lived on the West Coast to learn the company's retail sales and food broker operations.

Neil Weingarten, vice-president of broker operations at Conference Associates , Inc will take questions from our readers in a live webchat right here on this page.

As Neugebauer asked two more times and told Steenkamp "this is not rocket science here", Steenkamp responded that he was only looking at liquidity "on a global consolidated basis" and was not focused on what was happening in Chicago, where MF Global's commodities broker operations were based.

Mr. Lacy established and developed Exco's Far Eastern operations and for the last three years he has been responsible for money brokering operations.

We are also actively working with the industry to raise awareness of these practices and in many cases halt some of the brokers' operations, but, these are sophisticated organisations, they are resourceful and more needs to be done at an industry and regulator level to protect customers who may already be in vulnerable situations.

Bank prime-broker operations traditionally have kept a close eye on the capital levels of individual hedge funds, but regulators now want to know the aggregate impact of these deals, both on the bank and the market at large.

Lori Richards, the S.E.C.'s director of compliance, inspections and examinations, said the S.E.C. did examine Mr. Madoff's broker-dealer operation — most recently in 2004 and 2005 — but found no fraud.

Third-party custodians provide an important check and balance against potential fraud; Bernie Madoff's investors would be much better off today if they hadn't written checks directly to Madoff's in-house broker-dealer operation.

The investment advisory business was operated by him alone, separately from the broker-dealer operations, according to the charges filed Thursday night.