Sentence examples for as broker from inspiring English sources

Custodian as Broker.

As broker, the firm buys and sells securities as an agent for the account of customers.

Trump lacks the savvy needed for the essential American role as broker.

It also offers links to events and venues for which it does not act as broker.

In your opinion, how has the United States, as broker of the treaty, supported peace between the two countries?

Libya's president, Muammar Qadhafi, has repeatedly acted as broker between Sudan, the rebels and Mr Déby Itno since 2006.

must comply with U.S. registration requirements; in addition, U.S. investment advisers that receive transaction-based compensation will often need to register as broker-dealers.

Many investment advisers are dually registered as broker-dealers, and clients may be charged either an investment advisory fee based on the total value of the assets in their account or a commission based on each transaction.

ECNs are private trading systems that fill orders by matching buyers and sellers and can register as broker-dealers or exchanges.

Further, these ICOed organizations are often already registered as broker-dealers in various jurisdictions and have all of the legalities in place to take and invest large sums of cash.

But it is a verifiable fact that, under the rule, individual brokers as well as broker-dealer firms could be compensated through commissions if they abide by the terms of the best interest contract exemption.