Its central argument is that Mr. Grasso presided over an entity regulated by the Securities and Exchange Commission, a federal agency, and thus was charged with upholding federal securities laws.
What government entity regulates each plan?
We also discuss the analyses of metastatic samples from oligo-and polymetastatic patients, which suggest that oligometastasis is a distinct biologic entity regulated in part by micro-RNAs.
Bowing to pressure from agribusiness, lawmakers have exempted livestock producers and any other entity regulated by the USDA from the new regulations of both this act and its Senate companion, the Food Safety Modernization Act (S.510).
"There is no entity regulating this part of [the] process," she wrote.
That lack of groundwater oversight extends to withdrawals as well, with no one entity regulating across the United States.
It also means ensuring the establishment and enforcement of a legislative and judicial system that defines the rights and obligations of individuals and legal entities, regulates their activities in the public interest and protects their agreed rights.
And when a mutual fund company is acquired by an entity that is not regulated by the S.E.C., the commission ought to contact the acquiring organization and as politely as possible inform the senior management that they've acquired an institution with fiduciary responsibility, just to put them on notice.
Mexico lacks an entity that can effectively regulate the telecom juggernaut.
The firm made a big splash three years ago when it hired Ms. Merrill, the former enforcement chief of the Financial Industry Regulatory Authority, a private entity that regulates Wall Street.
At the heart of the conspiracy outlined in court papers Thursday is the Board of License Commissioners, a state entity that regulates the sale of alcohol in the county at more than 600 liquor stores, restaurants and other businesses.
