Sentence examples for an enforcement case from inspiring English sources
In general, an enforcement case could center on failing to "properly supervise accounts" or making false statements to regulators, she said.
The Commodity Futures Trading Commission opened an enforcement case, people briefed on the matter said, making it the third federal agency to examine the trading loss.
But Mr. Carmichael, the Baruch professor, said that an enforcement case would be easier to make had the regulators "set some kind of parameters on the ability to use an internal model".
Ms. Crecco, a Republican from Bloomfield, wants the regulators to pay their opponents' legal fees any time they lose an enforcement case against a homeowner or a small business.
Nonetheless, the fact that the S.E.C. has now insisted that Xerox change its accounting, and that the company has refused to do so, would appear to indicate that the company and the regulator are on a collision course that could end in the commission's bringing an enforcement case against the company.
Similarly, in a recent statement on an FEC enforcement case, Goodman concluded that the current ban on state and local parties and campaigns spending money on federal elections that was raised outside the federal limits is likely unconstitutional in light of the Supreme Court's 2010 Citizens United decision.
Xerox, which said last week that it had agreed to pay a $10 million fine, the largest ever in an S.E.C. enforcement case, did not admit or deny the accusations laid out in the S.E.C.'s 32-page complaint.
Under this rule, proof of a violation in a government enforcement case could be used by third parties in related private litigation to establish a company's liability.
The fine would be the largest in an S.E.C. enforcement case involving financial reporting.
The fine would be the largest in an S.E.C. enforcement case involving financial reporting, and its size indicates that the S.E.C. viewed Xerox's financial misstatements as an important matter.
