In a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in 2008, and as amended thereafter, Claimants asserted causes of action among which were breaches of contract and fiduciary duty; negligence; and fraud in connection with investments in, among other securities, E*Trade Financial, Blackstone Group, and Countrywide Financial.
The term "official standards" means the standards of quality, grades, and weight classes for eggs, in effect upon the effective date of this chapter, or as thereafter amended, under the Agricultural Marketing Act of 1946 (60 Stat. 1087, as amended; 7 U.S.C. 1621 et seq.).
Beginning March 28 , 2011 the firm suspended Tillett and, thereafter, amended his Uniform Application For Securities Industry Registration Or Transfer ("Form U4") to reflect the felony charge.
In an initial Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in December 2009 and thereafter amended in February and June 2010, Claimants asserted causes of action, among which were, failure to treat the Claimants in a just and equitable manner; breach of contract; breach of fiduciary duty; and negligence.
Subsequently, exceptions were sustained to an answer, and thereafter an amended answer and a replication were filed.
Shortly thereafter, Congress amended the copyright law and gave copyright owners of music the right to control mechanical reproductions of their musical compositions.
Kelly sued Gwinnell and his employer; those defendants sued the Zaks in a third party action; and thereafter plaintiff amended [96 N.J. 542] her complaint to include Mr. and Mrs. Zak as direct defendants.
55 (the predecessors of § 272(a) of the 1939 Code), disabled the Commissioner from assessing or collecting any deficiency until a notice of such deficiency had been issued, and for 60 (later amended to 90) days thereafter, or, in the event that a taxpayer took an appeal to the Board of tax Appeals within such period, until that body had rendered a final decision.
The city finally amended the code in 1975, thereafter requiring that developers add amenities like benches and trees.
Shortly thereafter, the parties amended the loan documents to suspend, temporarily, compliance with certain financial covenants in return for the granting of liens on all of the Exide foreign subsidiaries' assets and capital stock (the "Second Amendment").
After a visit by George III in 1773, the town was granted a patent to mark the china with a crown, and the local product was known thereafter as Crown Derby, amended to Royal Crown Derby by Queen Victoria in 1890.
