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It may also make it more difficult for hospital patients to bring administrative complaints about substandard care.
The trading involved in those administrative complaints occurred on the American Stock Exchange, the Chicago Board Options Exchange and the Philadelphia Stock Exchange, the S.E.C. said.
The other firms settling administrative complaints were Goldman Sachs Execution and Clearing and SLK-Hull Derivatives, both owned by Goldman Sachs TD Options Botta Capital Management Equitec Proprietary Markets Group One One Trading and Susquehanna Investment Groupp.
The complaint said Mr. Paridy had secretly monitored their voice mail messages and penalized the agents after they had filed administrative complaints by assigning them tasks usually given to junior agents.
This week lawyers for ForestEthics, a nonprofit group dedicated to protecting forests, filed administrative complaints with the Federal Trade Commission and the Internal Revenue Service challenging the credibility of the rival label, known as the Sustainable Forestry Initiative, or S.F.I.
The FTC said the vote to issue the administrative complaint and accept Uber's consent agreement was unanimous — further noting that it issues administrative complaints when it has "reason to believe" that the law has been or is being violated, and it appears that a proceeding is in the public interest.
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In September, no doubt due in good part to Ms. Seise's administrative complaint, Gabriel received the extra services.
Last year, the general filed an administrative complaint, seeking to have the date changed to 1951; the complaint wended through the system until the Defense Ministry issued a final rejection.
Sergeant Smith's written administrative complaint filed with the Air Force notes that she has consistently received high marks in performance reviews.
But in deciding to file an administrative complaint, the commission said the warnings simply had not been enough to prevent children from swallowing the magnets.
Last week, Mr. Galvin demanded that the firm take certain steps to revamp its research operation or face a civil suit in the form of an administrative complaint.
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