(Indeed, they can be almost too successful: some corporate-social-responsibility departments are stuffed with people administering the policies they had advocated when they worked for NGOs).
SEC Rule 206(4)-7 requires investment advisers to adopt and implement written policies and procedures reasonably designed to prevent violations of the Investment Advisers Act, to review the adequacy of the policies and procedures at least annually, and to designate an individual (who is a supervised person) responsible for administering the policies and procedures.
Each nationally recognized statistical rating organization shall designate an individual responsible for administering the policies and procedures that are required to be established pursuant to subsections (g) and (h), and for ensuring compliance with the securities laws and the rules and regulations thereunder, including those promulgated by the Commission pursuant to this section.
Nothing is in the works, according to the N.H.L. Players Associationn, which jointly administers the policy with the league through the concussion working group.
Hadopi, the body set up to administer the policy, said in mid-2011 that over the previous nine months it had been tracking 18 million French IP addresses.
The Office of the Executive Vice President for Research administers the policies governing the conduct of research at the University and the management of its research programs.
We set the strategy, we administer the policies, and we set compensation.
That is why the governments concerned must take over the reinsurance function and use their agencies only to administer the insurance policies.
"In administering the grants policy, Mr Rahman acted in total disregard of the council's officers, its members and, almost certainly, the law," he said.
Designation of a compliance officer responsible for administering the required policies and procedures.
