Sentence examples for a securities from inspiring English sources

"This is not a securities statute.

(Dershowitz isn't a securities lawyer, either).

(4) You effect a securities transaction as fiduciary.

(1) You effect a securities transaction for a customer.

Sarbanes-Oxley whistleblower lawsuit filed against a securities investment firm.

Last April, a securities arbitration panel agreed with them.

Create a carbon tax and a securities-transaction tax.

A Participant's interest in a Treasury book-entry security is a Securities Entitlement.

First came a Securities & Exchange Commission investigation into the way Protection One booked some expenses.

A Securities and Exchange Commission investigation of the deal followed but ultimately was closed.

Marc is working as a Securities Division at Goldman Sachs in New York City.