This week, ULA registered Shockey Scofield Solutions as its lobbying representative, a company that filed registration documents showing the exact same Alexandria, Virginia, address as McChrystal's consulting firm, the McChrystal Group.
The agency has set plans to vote in mid-July on a requirement that hedge funds file registration statements with the agency.
If the Commission becomes aware that a registrant has filed a registration statement with respect to such a swap agreement, the Commission shall promptly so notify the registrant.
If the Commission becomes aware that a registrant has filed a registration application with respect to such a swap agreement, the Commission shall promptly so notify the registrant.
In Daniel Hoelting's IAI Value fund, for example, the issuer of a restricted security filed a registration with the SEC to take the company public.
(6) The term registrant means any person who has filed a registration statement with the Registration Unit, pursuant to section 2(a) of the Act and § 5.3.
Consider that last month, a start-up, Salt Financial, filed a registration statement indicating its intention to market a negative-fee stock fund this spring.
PayPal Inc., a small company in Palo Alto, Calif., filed a registration statement in late September for a possible offering.
Verint Stock Offering Verint Systems of Woodbury, a subsidiary of Comverse Technology Nasdaqq: CMVT), also of Woodbury, has filed a registration statement with the Securities and Exchange Commission for an initial public offering of its stock.
Kohlberg Kravis has filed a registration to sell a third of its Gillette shares.
That bulletin did not stop PricewaterhouseCoopers from certifying MicroStrategy's 1999 financial statements when it filed a registration statement for a new stock offering with the S.E.C. on March 6.
