The phrase "a class of securities" is correct and usable in written English.
It can be used in financial contexts to refer to a specific category or type of financial instruments that share similar characteristics.
Example: "Investors often diversify their portfolios by including a class of securities that aligns with their risk tolerance."
Alternatives: "a category of securities" or "a type of securities".
The Commission shall review disclosures made by issuers reporting under section 78m(a) of this title (including reports filed on Form 10 K), and which have a class of securities listed on a national securities exchange or traded on an automated quotation facility of a national securities association, on a regular and systematic basis for the protection of investors.
If the exemption were made available to public companies (i.e., companies with a class of securities registered under Section 12 of the Exchange Act or who report under Section 15 d) of the Exchange Act), its availability could be limited to companies that were current in their Exchange Act filings.
A registrant subject to this regulation is one that has a class of securities registered under Section 12 of the Securities Exchange Act of 1934 (15 U.S.C. 78l), or is required to file reports under Section 15 d) of the Securities Exchange Act of 1934 (15 U.S.C. 78o(d)), excluding any investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
Most importantly, Citadel acquiring the portfolio for approximately 27 cents on a dollar offers at least some valuation for a class of securities that has virtually no market.
City Capital Corporation does not have a class of securities registered under Section 12 of the Exchange Act, but it is subject to Exchange Act Section 15 d) reporting requirements.
These results extend the classical minimum cost maximum flow problem and the minimum cut problem to a class of security games on flow networks.
For purposes of this subsection, a security futures product shall not be considered a class of equity security of the issuer of the securities underlying the security futures product.
that provides in its registration statement under the Securities Act of 1933 (15 U.S.C. 77a et seq). that a class of its securities are purchased or redeemed, subject to conditions or limitations, for a ratable share of its assets.
The troubled bonds belong to a class of quirky securities that are issued by municipalities but depend on corporations for their stream of payments to holders.
It also permits issuers to use short-form registration to immediately register a class of equity securities under Section 12(b) of the Securities Exchange Act of 1934 (the Exchange Act), which would allow the issuer to list its shares on a national securities exchange if it otherwise meets applicable listing standards.
(A) read as follows: "within one hundred and twenty days after the last day of its first fiscal year ended after July 1 , 1964 on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by seven hundred and fifty or more persons; and".
