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Those who can be held liable for a violation of Section 11 are the issuer of the security and its directors, anyone who signed its registration statement and every underwriter involved in the offering.
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The dynamic was true for every major underwriter.
Every large institution -- whether an underwriter or partnership investor -- that was aware of material information withheld from Enron investors could find itself in court, securities lawyers said.
A borrower gives a bank every minute detail of his financial life and waits for a bank's underwriter to approve, or disapprove, a loan request.
The underwriter is BCS Insurance.
Credit Suisse was the lead underwriter.
Chuck, an insurance underwriter, stayed in Houston.
Eventually, he could become an underwriter.
The commission did not name the underwriter.
GMC is an underwriter of the show.
Morgan Stanley is lead underwriter on the deal.
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